in writing

Such legal relationship is based on the public trust investors and securities analysts have a special relationship of trust. Of this paper is a securities analyst for non-public investors in particular the civil liability of the third person. First , define the value of civil liability for securities analysts Securities analysts to provide investors with securities investment advisory services, the two sides are equal subject. According to the principle of taking responsibility for, any person who acts on his own to others to bear responsibility for the damage caused. If securities analysts in practice because of his behavior during the losses caused to investors should bear civil liability according to law. But we also see the stock market is not a church, securities analysts are not saints, but \ Securities investment consulting agencies and securities firms for the purpose of profit, in the securities market in the main provider of intermediary services. As a securities analyst practitioners are an important class of natural commercial subjects. Therefore, driven by securities analysts based on the interests of fraud are not uncommon. In the United States, with the exposure of a series of scandals and stock market bubble burst, Wall Street securities analysts credit the people are constantly being .
independent and impartial attitude, and in the work, status and interests independent of the parties. Second, with the Securities and Qualifying. Securities analysts that their job requirements should be consistent with the knowledge, [link widoczny dla zalogowanych] deutschland,[link widoczny dla zalogowanych], skills, and recognition of corresponding authorities. Third, securities analysts to clients the services provided by non-stereotypical in nature. Securities analysts that the object of general non-specific services of the public investors. Fourth, the industry self-regulation. Securities and investment advisory personnel countries generally have their own industry self-regulatory organizations, securities investment consultant guiding the practice,[link widoczny dla zalogowanych], and sanctions violators. Third, tort liability that is more conducive to protecting the interests of injured investors. Tort liability out of the contract between the contract were limited relative to expand the protected scope of the third person, the protection of the interests of investors even more comprehensive. In the securities market in America, are generally recognized as tort liability. United States, \ exchanges, commercial transactions as a guide to others provided the wrong information, should he send the information in the application or failed to exercise reasonable .
questioned and the judiciary investigation. US involved in the current Wall Street investment banks,[link widoczny dla zalogowanych], securities fraud prosecution of the company has reached more than 300 cases involving more than 50 billion dollars in compensation claims, while at the top of the 25 cases were all sued analysts estimated the amount of compensation in excess of $ 1,[link widoczny dla zalogowanych],000,000,000, will become Wall Street's history as a liar pay the greatest price. [4] (P134) Wall Street is so, the Chinese stock market is no exception. it? The author defines it as: securities analysts are legally acquired and securities investment consulting business qualification qualification to the securities market, securities and investment securities varieties of the feasibility of the trend, either orally, in writing,[link widoczny dla zalogowanych], network,[link widoczny dla zalogowanych], or provide other forms of analysis to the public, forecasts or recommendations of advisory services and other information specialists. The main features of its experts as follows: First , the independence of practice. This is a securities analyst with the implementation of the primary requirements of the business. It requires that securities analysts in practice to remain objective and impartial,
care or competence , dependency on others for just a result of its information should be liable for economic loss. \ Fourth, securities analysts predict fraudulent behavior can be broadly characterized as misrepresentations. The false statement in the current judicial interpretation of Supreme People's Court is defined as a tort liability. False statement is interpreted broadly, in violation of the securities in the securities market and prohibited legal obligations stipulated in the securities issuance and trading process, [link widoczny dla zalogowanych], to deviate from the truth of statements or records; or disclosure of information in a significant omission, improper disclosure of information act. [10] (P67) referred to the definition of \ dissemination of false information, ugg boots sale, serious impact on securities trading. exchanges, securities companies, securities registration and settlement institutions,[link widoczny dla zalogowanych], securities trading services , intermediary organizations and their employees, and securities regulatory agencies and their staff, in the securities transactions to make false statements or misleading information.
\ seriously misleading or contain material omissions or induce any false statement resulted in investors do not know the facts in the case of securities to make investment decisions. \ Securities and investment advisory bodies in the securities analyst practitioners. Although the Securities analyst does not assume the legal obligation of information disclosure, information disclosure obligation is not a narrow one, \ requirements and behavior of the fault, you must bear civil liability. \ Third, the definition of the third person Thus, the behavior of securities analysts for the specification, relying on industry self-regulatory code of ethics and sometimes not effective,[link widoczny dla zalogowanych], and subjects to civil liability may be a reliable means to deter fraud, but also the protection of investment the interests of,
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